independent broker-dealer in the United States
Why the Fed keeping rates higher for longer may not be such a bad thing: It's a tough case to sell that higher interest rates today are having a substantially ...
cnbc.com/2024/04/24/why-the-fed-keeping-rates-higher-for-longer-may-not-be-such-a-bad-thing.html
Stock market today: Indexes mixed amid hawkish Fedspeak, yield spike: "Fed Chair Powell moved more decidedly in a hawkish direction," Quincy Krosby ...
markets.businessinsider.com/news/stocks/stock-market-today-hawkish-powell-fed-rate-cuts-outlook-yields-2024-4
For 446 days, this recession indicator pointed to a downturn that never arrived: ‘We’re talking about a potentially false signal’ being emitted by the ...
marketwatch.com/story/for-a-record-446-days-this-recession-indicator-pointed-to-a-downturn-that-never-arrived-d907e018
Stock market surge rewards S&P 500 with best start since 2019: A robust quarter for the tech and financial sectors boosted the S&P to its best quarter since 2019 ...
washingtonpost.com/business/2024/03/28/stock-market-first-quarter-2024/
Quick Glance: Strong Gains for Dow Jones and Nasdaq in First Quarter of 2024
- The stock market wrapped up the first quarter on an upswing, driven by investors' optimism about the state of the economy.
- The S&P 500 gained 10.8 percent in the first quarter, while the Nasdaq surged by 10.9 percent.
- Analysts viewed the Dow Jones Industrial Average's respectable first quarter gain of 5.5 percent as a positive sign that the current rally isn't solely dependent on Big Tech.
- The Dow closed at 39,807 and the S&P 500 at 5,254, both with marginal daily gains, while the Nasdaq fell 0.1 percent to close at 16,379.
Stock market news: Inflation data keeps rate-cut bets intact: "Despite the stickiness of inflation, current Fed policy is clearly restrictive," Jeffrey Roach ...
markets.businessinsider.com/news/stocks/stock-market-news-cpi-inflation-fed-rate-cut-bets-tech-2024-3
Fed Chair Powell testifying to House on Wednesday. What investors are expecting: Markets are intent on getting more clarity about how the central bank plans on ...
cnbc.com/2024/03/05/-what-to-watch-with-fed-chair-powell-heading-to-capitol-hill-wednesday.html
How to Get on the Same Financial Page as a Couple: Starting with knowing where your significant other is coming from and why can help you address your money ...
kiplinger.com/personal-finance/how-a-couple-can-get-on-the-same-financial-page
LPL’s $1.4 Trillion Gatekeeper Avoids Bitcoin-ETF Hype, for Now: Securing Gary Gensler’s ETF approval was just the first step toward bringing crypto investing to ...
bloomberg.com/news/articles/2024-02-03/lpl-s-1-4-trillion-gatekeeper-avoids-bitcoin-etf-hype-for-now
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Joe Biden Breaks a Two-Year Record on the Economy: Consumers who say their financial conditions are 'good' increased while those saying they are 'bad' fell ...
newsweek.com/joe-biden-breaks-two-year-record-economy-1865328
Resilient economy energizes investors, as financial markets end 2023 up 24%: The Dow Jones Industrial Average rose more than 13% this year and the Nasdaq soared ...
pennlive.com/news/2023/12/resilient-economy-energizes-investors-as-financial-markets-end-2023-up-24.html
Quick Glance: Macron Expresses Concern over European Elections
- Macron calls for unity and addresses preparations for the 2024 Olympic Games.
- Despite controversial reforms, riots, and divisions within the government, Macron emphasizes the importance of unity.
Magnificent 7 stocks should keep outperforming rest of the stock market: The Magnificent Seven stocks "are essentially single-handedly driving earnings growth ...
markets.businessinsider.com/news/stocks/magnificent-7-stocks-outlook-apple-amazon-nvidia-keep-outperforming-493-2024-1
LPL Financial: Rising Asset Prices Help The Earnings Outlook (Rating Upgrade): LPL Financial's asset flow trends are solid, and long-term earnings growth trends ...
seekingalpha.com/article/4661296-lpl-financial-stock-rising-asset-prices-help-earnings-outlook-upgrade
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US job growth accelerates in December; wage gains solid: U.S. employers hired more workers than expected in December while raising wages at a solid clip ...
reuters.com/markets/us/us-job-growth-beats-expectations-december-wages-rise-solidly-2024-01-05/
Top Stock ETFs Sizzled In December. Can The Bull Keep Raging?: Investors are clearly betting that the U.S. economy will avoid a recession in 2024 ...
investors.com/etfs-and-funds/etfs/stock-market-etfs-sizzled-in-december-can-the-bull-keep-raging-in-2024/
Bloomberg: Bitcoin Spot ETF Adoption Slowed Down by Due Diligence: The adoption of spot Bitcoin exchange-traded funds (ETFs) is facing a temporary slowdown due ...
coinmarketcap.com/alexandria/article/bloomberg-bitcoin-spot-etf-adoption-slowed-down-by-due-diligence
Economists React To November Inflation Numbers: What Lies Beneath the Surface For the Fed? - Invesco QQQ
benzinga.com/economics/macro-economic-events/23/12/36201591/economists-react-to-november-cpi-what-lies-beneath-the-surface-for-the-fed
Podcast for Enterprise Wealth and Financial Advisors: Morningstar is an investment research company offering mutual fund, ETF, and stock analysis, ratings ...
morningstar.com/views/podcasts/big-picture-in-practice
Inside Windes' new Ovisto arm and the growing appeal of joining tax and wealth services
financial-planning.com/news/windes-launches-ovisto-with-integrated-partners
US economy grows 5.2% in third quarter; higher interest rates sapping momentum: The U.S. economy grew faster than initially thought in the third quarter as ...
reuters.com/markets/us/us-third-quarter-economic-growth-revised-up-52-2023-11-29/
Bond market: 4 reasons investors should be watching fixed income: A market veteran broke down how investors should be looking at the bond market as they head ...
markets.businessinsider.com/news/bonds/bond-market-outlook-fixed-income-investors-wall-street-finance-fed-2023-11
Some investors see Powell's hawkish lean as response to looser financial conditions
reuters.com/markets/us/some-investors-see-powells-hawkish-lean-response-looser-financial-conditions-2023-11-10/
Fed Meeting Today: FOMC Decides to Skip Interest-Rate Hike, Watch Jerome Powell’s Speech Next
barrons.com/livecoverage/fed-meeting-interest-rate-decision-today
Quick Glance: Fed Decides Against Interest-Rate Hike, Leaves Door Open for Further Increases
- The Committee considers the impact of monetary policy on economic activity, inflation, and financial developments.
- The Fed has made progress with its restrictive monetary policy, observing a decrease in inflation in September.
- The Committee remains highly focused on inflation risks.
- The Fed decides to maintain the target range for the federal funds rate unchanged at 5-1/4 to 5-1/2 percent.
Housing market affordability plunges to lowest level since 1985: "Home prices have not moderated much despite high borrowing costs because housing inventory is ...
markets.businessinsider.com/news/stocks/housing-market-affordability-index-chart-mortgage-rates-home-prices-inventory-2023-10
Is Maintaining Holiday Traditions Stressing You Out?: A financial adviser who’s been there, done that offers some tips on how to manage expectations ...
kiplinger.com/personal-finance/how-to-manage-stress-of-holiday-traditions
This Four-Part Retirement Strategy Can Help Withstand Bad Timing: If you’re worried about the markets being down when it’s time for retirement ...
kiplinger.com/retirement/this-retirement-strategy-withstands-bad-timing
How to Approach the Caregiving Transition When It’s Time: This financial adviser shares her story to help others heading into the emotional challenge of ...
kiplinger.com/retirement/how-to-approach-the-caregiving-transition-when-its-time
Something is breaking in financial markets — Here's what's behind the sell-off: The pain of recognition was acute for Wall Street on Tuesday, with major averages ...
cnbc.com/2023/10/03/something-is-breaking-in-financial-markets-heres-whats-behind-the-sell-off.html
Mysterious rise in US Treasury yields perturbs markets: On Friday, the yield on the 10-year US Treasury note climbed to 4.88 percent for the first time since ...
thejakartapost.com/business/2023/10/13/mysterious-rise-in-us-treasury-yields-perturbs-markets.html
Investors fear US data disruption from looming government shutdown: Delays of vital economic data releases could trigger financial market volatility if a U ...
reuters.com/markets/us/investors-fear-us-data-disruption-looming-government-shutdown-2023-09-29/
Bulls Ailing But Still Fighting As Fed Decision Looms; ELF Beauty, Duolingo, Uber In Focus:youtube.com/live/n7i0rXv9Xm4?feature=share
AI will change the world–assuming you can understand it. We've found the people who can. In this issue:
Our roundtable pros cut through the AI hype: on.barrons.com/47HrhhY The ... Show more
on.barrons.com/47DmGNs
on.barrons.com/3sjUUWg
on.barrons.com/47DmGNs
on.barrons.com/3sjUUWg
Get nearly 5% on your idle cash at this brokerage firm: A handful of brokerage firms have raised the rates they pay on cash in sweep accounts ...
cnbc.com/2023/08/04/get-nearly-5percent-on-your-idle-cash-at-this-brokerage-firm.html
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As earnings loom, investors weigh recession resilience: The Globe and Mail offers the most authoritative news in Canada, featuring national and international ...
theglobeandmail.com/investing/investment-ideas/article-as-earnings-loom-investors-weigh-recession-resilience/
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US small-cap stocks rally harder than larger peers: Analysts warn that Russell 2000 may not sustain its momentum as effects of interest rate rises start to be ...
ft.com/content/01ad3636-f15c-42c2-ab2c-81418f8160be
Paid articlePaid This 88% Accurate Tool Predicts How Stocks Will Do This Year: Curious what the S&P 500 is going to do for the rest of the year? Just look at how well it's done ...
investors.com/etfs-and-funds/sectors/sp-500-boffo-first-100-days-tell-investors-whats-coming-next/
LPL doubles its hiring of bank and credit union financial advisors: The No. 1 independent brokerage has boosted the number of brokers it recruits to financial ...
financial-planning.com/news/lpl-doubles-hiring-of-bank-and-credit-union-financial-advisors
Paid articlePaid Stock Market Crash: Top Strategists Warn Trouble Brewing Under Surface: "Historically, narrow leadership has been a hallmark of late-stage bull markets rather ...
businessinsider.com/stock-market-crash-top-strategists-market-breadth-rosenberg-wilson-marcelli-2023-6
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After a dismal 2022, investors are finally breathing a sigh of relief. The stock market is up nearly 10% so far this year ... Show more
Beware the 'June Swoon' for stocks as AI-ebullience leaves tech overbought: Critical information for the U.S. trading day
marketwatch.com/story/beware-the-june-swoon-for-stocks-as-ai-ebullience-leaves-tech-overbought-dc2589d2
Paid articlePaid Cash sweeps: Checking the fine print on a conflict of interest: Only Charles Schwab out of a dozen major wealth management firms answered a series of questions ...
financial-planning.com/list/cash-sweeps-checking-a-conflict-of-interest
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Is Wall Street's 'sell in May and go away' dead in 2023?: For stock investors, there are plenty of reasons to not "sell in May and go away" this year ...
foxbusiness.com/markets/wall-street-sell-may-away-go-away-dead-2023
Retirees Shouldn't Make Drastic Moves Because of the Debt-Ceiling Deadline : Financial advisors saying selling stocks to protect against a market drop can ...
barrons.com/articles/retirees-debt-ceiling-deadline-8cb9d7b1
Paid articlePaid The First Republic deal has come at a crucial point for the markets and economy: With financial services covering such a wide swath of activities in the $26 ...
cnbc.com/2023/05/01/the-first-republic-deal-has-come-at-a-crucial-point-for-the-markets-and-economy.html
High inflation, interest rate hikes and recession worries pummeled stocks last year.
The market has rebounded in 2023, though ... Show more
https://trib.al/JA1vV89
LPL's latest mega-influx nets $3 billion hybrid RIA: CG Advisor Network leaves Geneos Wealth and changes its primary custodian from Schwab's TD Ameritrade.
financial-planning.com/news/lpl-recruits-3-billion-cg-advisor-network
Paid articlePaid Ameriprise forms $1.3 billion wealth program after bank merger: Happy State Bank's move after Centennial Bank's acquisition of the firm highlights frenzied ...
financial-planning.com/news/centennial-banks-happy-state-bank-joins-ameriprise
Paid articlePaid Stocks are rallying, but investors say they're miserable. That's a good thing.: Critical information for the U.S. trading day
marketwatch.com/story/stocks-are-rallying-but-investors-say-theyre-miserable-thats-a-good-thing-af432841
Paid articlePaid The First Republic deal has come at a crucial point for the markets and economy: With financial services covering such a wide swath of activities in the $26 ...
cnbc.com/2023/05/01/the-first-republic-deal-has-come-at-a-crucial-point-for-the-markets-and-economy.html
LPL, credit union pick up $370M bank team: Five financial advisors left Lakeland Bank and Raymond James for Affinity Federal Credit Union prior to the $1 ...
financial-planning.com/news/lpl-affinity-federal-credit-union-add-370m-bank-team
Paid articlePaid Indexes jump on inflation data; Nasdaq posts best quarter since 2020: Wall Street rallied more than 1% on Friday and the Nasdaq notched its biggest quarterly ...
reuters.com/markets/us/futures-muted-investors-await-key-inflation-data-2023-03-31/
What financial advisors can learn from Warren Buffett and Berkshire's 2023 annual shareholder meeting
financial-planning.com/list/what-advisors-can-learn-from-warren-buffett-berkshire-2023
Paid articlePaid These 10 wealth management giants paid CEOs an average $24M in 2022: Morgan Stanley supplanted JPMorgan Chase atop the rankings of the biggest compensation for ...
financial-planning.com/list/wealth-management-ceo-pay-in-2022
Paid articlePaid LPL loses $200 million credit union team to growing midsize rival: Level Four Group recruited a wealth program from its onetime brokerage as it made progress on ...
financial-planning.com/news/lpl-loses-200-million-freedom-first-program-to-level-four
Paid articlePaid LPL profits soar by 153% as firm unveils another giant incoming bank: BMO's acquisition of Bank of the West is delivering the firm its seventh recruiting or M&A ...
financial-planning.com/list/lpl-profits-soared-in-q1-on-higher-interest-rates
Paid articlePaid Tech stocks' rally won't fizzle out anytime soon, LPL Financial says: Cooling inflation and signs of a labor-market slowdown should propel tech stocks higher for ...
markets.businessinsider.com/news/stocks/tech-stocks-market-outlook-nasdaq-rally-investing-analysis-lpl-financial-2023-4
Ex-LPL advisor gets 15 years for elder fraud amid homicide investigation: The case offered the latest example of a serious prison term for financial exploitation ...
financial-planning.com/news/ex-lpl-advisor-david-del-rio-gets-15-years-for-elder-fraud
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Silicon Valley Bank’s fall widens systemic cracks as cheap money vanishes: Regulators shut down the bank on Friday after the bank, which had $209 billion in ...
stltoday.com/business/local/silicon-valley-bank-s-fall-widens-systemic-cracks-as-cheap-money-vanishes/article_660b5bc6-9d07-5e39-8751-541066faf0c3.html
Left for dead, this popular investment strategy is about to make a comeback : Critical information for the U.S. trading day
marketwatch.com/story/left-for-dead-the-once-popular-60-40-investment-strategy-is-about-to-make-a-comeback-ab0f6ace
Paid articlePaid How the banking crisis could hammer small businesses: Upheaval within the banking sector has raised the risk of a "credit crunch" in the U.S. ...
foxbusiness.com/small-business/how-banking-crisis-could-hammer-small-businesses
Stock Market Today: Stocks Rise Ahead of Fed: Bank headlines dominated another choppy day of trading on Wall Street.
kiplinger.com/investing/stocks/stock-market-today-stocks-rise-ahead-of-fed
Banking crisis threatens to ignite credit crunch for US households: What to know: Upheaval within the banking sector has raised the risk of a "credit crunch" in ...
foxbusiness.com/economy/banking-crisis-threatens-ignite-credit-crunch-us-households-what-know
How M&A is changing financial planning practices: With billions of dollars on the table, both buyers and sellers want deals to close quickly and transitions for ...
financial-planning.com/list/how-m-a-is-changing-financial-planning-practices
Paid articlePaid Silicon Valley Bank: Wall Street reacts to biggest failure since 2008: Top strategists shared their take on the impact SVB's collapse will have on financial ...
markets.businessinsider.com/news/stocks/silicon-valley-bank-collapse-sivb-wall-street-reaction-financial-crisis-2023-3
Quick Glance: What is causing bank failures? SVB and Signature Bank failures explained
- Over the next 48 hours, there was a surge in customer withdrawals from the bank, which then attempted to raise emergency capital on the equity markets, which investors rejected.
- It, too, would crumble.
- "SVB's collapse was caused by a liquidity crisis when many of its larger depositors wanted to take money out at the same time." Haine explained.
- "The issue at the heart of this was caused by massive losses on SVB's bond investments in the face of rising US interest rates, and a fire sale of these as its clients – typically technology start-up entrepreneurs and venture capital investors – began pulling money out."
How the SEC says twin brothers, 35, swindled clients for $5 million: Adam and Daniel Kaplan kept getting jobs at RIAs despite the disturbing allegations that led ...
financial-planning.com/news/sec-charges-adam-and-daniel-kaplan-with-5-million-fraud
Paid articlePaid These 20 cities have the highest concentration of financial advisors: A SmartAsset list featuring Main Street much more than Wall Street could help planners ...
financial-planning.com/list/top-20-cities-in-financial-advisors-per-capita-smartasset
Paid articlePaid Ex-Wells Fargo teams form largest practice at LPL Strategic Wealth: Five financial advisors with $1.45 billion in client assets and seven support staff members ...
financial-planning.com/news/ex-wells-fargo-team-forms-carnegie-at-lpl-strategic-wealth
Paid articlePaid LPL's Aneri Jambusaria shares firm's approach to outsourced services: The largest independent brokerage's four-year-old Services Group generates a level of ...
financial-planning.com/news/lpls-aneri-jambusaria-shares-approach-to-outsourcing
Paid articlePaid LPL pays almost $500K to settle 'clearly erroneous' complaints: FINRA arbitrators approved the expungement of client complaints that had already led to ...
financial-planning.com/news/lpl-settles-finra-arbitration-cases-for-almost-500k
Paid articlePaid RIA added 16 teams in 2022 after embarking on first M&A deals: Wealthcare Advisory, an LPL hybrid RIA, deployed its private equity capital and planning ...
financial-planning.com/news/wealthcare-advisory-partners-added-16-teams-in-2022
Paid articlePaid LPL profits soar on cash earnings, influx of 1,400 financial advisors: The largest independent broker-dealer is also "on a journey" to reach more high net worth ...
financial-planning.com/list/lpl-earnings-rose-in-2022-with-interest-rates
Paid articlePaid LPL Financial’s Quincy Crosby noted that the Santa Claus rally usually extends to the first two trading sessions of the new year ... Show more
Advisors Judy and Lisa VanArsdale leave LPL to focus on 750 clients: The mother-daughter team sold their practice to SageView Advisory after deciding that they ...
financial-planning.com/news/judy-and-lisa-vanarsdale-leave-lpl-for-sageview-advisory
Paid articlePaid Stock Market Outlook: Gains in sight as earnings pessimism is overdone: Modest cuts to S&P 500 earnings projections are coming, but they "may not be as drastic ...
markets.businessinsider.com/news/stocks/stock-market-outlook-earnings-economy-inflation-pessimism-overdone-profit-sp500-2023-1
LPL Financial’s Quincy Crosby noted that the Santa Claus rally usually extends to the first two trading sessions of the new year.
The biggest transitions by independent brokerages this year
Read: https://trib.al/0ff1tEd
#brokers #wealthmanagement #independentbrokers #financialadvisers
Ex-LPL advisor gets 8 years after bizarre twists during prosecution: The former broker's last-ditch effort to convince a former friend and victim that his money ...
financial-planning.com/news/ex-lpl-financial-advisor-james-couture-gets-8-years
Paid articlePaid Giant LPL branch adds $285M team after deal to fold into firm: The incoming recruits from midsize rival LaSalle St. come as the top IBD sets headcount records ...
financial-planning.com/news/giant-lpl-branch-frg-adds-285m-team-from-lasalle-st
Paid articlePaid Ex-LPL branch eyes doubling in size after buying $1.6B firm: Level Four Financial sees its parent accounting company and flexibility as disruptive forces for a ...
financial-planning.com/news/ex-lpl-branch-level-four-acquires-mid-atlantic-securities
Paid articlePaid 4 deals by Emigrant, Prime Capital, Bluespring and LPL put $9B in motion: The recruiting and M&A transactions bring another record year to the finish line ahead ...
financial-planning.com/list/4-deals-by-emigrant-prime-capital-bluespring-and-lpl
Paid articlePaid Cetera, LPL among critics in 55K comments on DOL's independent contractor proposal
financial-planning.com/news/cetera-lpl-among-critics-in-55-000-comments-on-dols-independent-contractor-proposal
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